3//SEC Filing
Hot Mamas Foods, Inc. 3
Accession 0001587875-13-000001
CIK 0001339256operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:05 PM ET
Size
9.4 KB
Accession
0001587875-13-000001
Insider Transaction Report
Form 3
Ward Joseph
DirectorChief Operating Officer
Holdings
- 215,610
Common Stock
Series A Convertible Preferred Stock
Exercise: $3.77→ Common Stock (118,375 underlying)Series F Common Stock Purchase Warrant
Exercise: $13.65Exp: 2018-08-11→ Common Stock (24,421 underlying)Series E Common Stock Purchase Warrant
Exercise: $13.65Exp: 2018-03-28→ Common Stock (48,441 underlying)Series G Common Stock Purchase Warrant
Exercise: $15.60Exp: 2018-08-11→ Common Stock (8,141 underlying)Series H Common Stock Purchase Warrant
Exercise: $17.55Exp: 2018-08-11→ Common Stock (8,141 underlying)
Footnotes (2)
- [F1]These warrants were issued pursuant to an agreement of merger entered into as of July 26, 2013 by and among the Issuer and vest immediately.
- [F2]Each share of Series A Preferred Stock is convertible at the option of the Holder into that number of shares of Common Stock of the Corporation equal to (a) the Face Value of such share of Series A Preferred Stock, divided by $1,000 face value, (b) a per share price of the Common Stock of $3.7713 per share. The Series A stock is immediately exercisable and has no expiration date.
Documents
Issuer
Hot Mamas Foods, Inc.
CIK 0001339256
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001339256
Filing Metadata
- Form type
- 3
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:05 PM ET
- Size
- 9.4 KB