WOMACK LEO B 4

4 · Petrolia Energy Corp · Filed Oct 30, 2018

Form 4

Period: 2018-03-31

Director

Transactions

Award
Warrant
2018-03-31$0.10/sh+250,000$25,000→ 4,160,000 total
Exercise: $0.10From: 2019-01-01Exp: 2021-01-01→ Common Stock (Restricted) (250,000 underlying)
Award
Warrant
2018-06-30$0.10/sh+250,000$25,000→ 4,410,000 total
Exercise: $0.10From: 2019-01-01Exp: 2021-01-01→ Common Stock (Restricted) (250,000 underlying)
Exercise/Conversion
Warrant
2018-09-23$0.06/sh−1,000,000$60,000→ 3,170,000 total
Exercise: $0.06From: 2017-06-06Exp: 2020-06-06→ Common Stock (Restricted) (1,000,000 underlying)
Exercise/Conversion
Common Stock (Restricted)
2018-09-23$0.06/sh+1,000,000$60,000→ 3,860,270 total
Award
Warrant
2018-08-22$0.10/sh+60,000$6,000→ 4,170,000 total
Exercise: $0.10From: 2018-08-22Exp: 2019-08-22→ Common Stock (Restricted) (60,000 underlying)
Award
Warrant
2018-09-30$0.10/sh+250,000$25,000→ 3,420,000 total
Exercise: $0.10From: 2019-01-01Exp: 2021-01-01→ Common Stock (Restricted) (250,000 underlying)

Footnotes (3)

[F1]Mr. Womack exercised 1,000,000 warrants that were issued on Sept. 23, 2015 and were due to expire on Sept. 23, 2018 at a predetermined share price of $0.06/share.
[F2]Mr. Womack receives a 250,000-warrant issuance quarterly as part of his compensation 2018 compensation package for his service on the Board; exercisable for a 24 months period as of January 1, 2019.
[F3]Mr. Womack was issued 60,000 warrants at $0.10 per share for participating in a board approved short-term loan.

Documents

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