Oppenheim Joel Martin 4

4 · Petrolia Energy Corp · Filed May 15, 2018

Form 4

Period: 2018-04-23

Director

Transactions

Exercise/Conversion
Common Stock (Restricted)
2018-04-23$0.10/sh+500,000$50,000→ 5,701,690 total
Purchase
Common Stock (Restricted)
2018-04-23$0.20/sh+83,333$16,667→ 5,785,023 total
Purchase
Common Stock (Restricted)
2018-04-23$0.20/sh+104,167$20,833→ 5,889,190 total
Exercise/Conversion
Warrants
2018-04-23$0.10/sh−500,000$50,000→ 2,830,834 total
Exercise: $0.10From: 2017-05-23Exp: 2020-05-23→ Common (500,000 underlying)
Purchase
Warrants
2018-04-23+104,167→ 2,726,667 total
Exercise: $0.20From: 2018-04-26Exp: 2020-10-21→ Common (104,167 underlying)
Purchase
Warrants
2018-04-23$0.20/sh+83,337$16,667→ 2,643,330 total
Exercise: $0.20From: 2018-04-26Exp: 2020-10-21→ Common (83,337 underlying)

Footnotes (4)

[F1]The price for the transaction reported on this line was $0.10. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares.
[F2]Mr. Oppenheim exercised his 500,000 Warrant issuance that were accrued as part of his 2017 compensation package for his service on the Board.
[F3]Each Warrant unit represents a contingent right to receive one share of Petrolia's common stock.
[F4]The Transactions reported were part of a private placement, where by the reporting person was to receive one (1) warrant @ $0.20, exercisable for 2 year for every paid up restricted common shares purchased for their participation.

Documents

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