New Mountain Finance Corp·4

Mar 3, 4:53 PM ET

KLINSKY STEVEN B 4

4 · New Mountain Finance Corp · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

New Mountain Finance (NMFC) Director Steven Klinsky Buys Shares

What Happened

  • Steven B. Klinsky, a director of New Mountain Finance Corporation (NMFC), completed multiple purchases coded as "P" (open market or private purchases). On 2026-02-27 he acquired 46,001 shares at $7.69 ($353,858) and 92,001 shares at $7.69 ($707,708). On 2026-03-02 he acquired 62,242 shares at $7.79 ($484,566) and 124,483 shares at $7.79 ($969,125). Total acquired across the four trades: 324,727 shares for approximately $2,515,257. These are outright purchases (a buy signal) rather than sales or option exercises.

Key Details

  • Transaction dates & prices:
    • 2026-02-27: 46,001 @ $7.69 ($353,858) and 92,001 @ $7.69 ($707,708)
    • 2026-03-02: 62,242 @ $7.79 ($484,566) and 124,483 @ $7.79 ($969,125)
  • Total: 324,727 shares, ~$2.52M.
  • Shares owned after transaction: Not specified in the provided summary — see the official Form 4 filing for post-transaction holdings.
  • Footnotes: Several holdings are held directly by trusts (e.g., Steven B. Klinsky 2008 Long Term Trust, multiple 2024 Revocable Trusts) or indirectly through immediate family-member trusts; the reporting person disclaims beneficial ownership of certain trust-held shares except to the extent of his pecuniary interest. F1 notes inclusion of shares from the company’s dividend reinvestment plan.
  • Filing timeliness: Form filed 2026-03-03. Based on the trade dates (2/27 and 3/02), the filing appears timely under the usual two-business-day Form 4 requirement.

Context

  • These were purchases (P = purchase), which are generally more informative to investors than routine sales. No options were exercised and no awards, gifts, or tax-withholding transactions were reported in the provided data. For exact post-transaction ownership and full footnote details, consult the SEC filing (Accession 0001580642-26-001367).

Insider Transaction Report

Form 4
Period: 2026-02-27
KLINSKY STEVEN B
Director10% Owner
Transactions
  • Purchase

    Common Stock

    [F2]
    2026-02-27$7.69/sh+46,001$353,8581,011,112 total(indirect: See Note)
  • Purchase

    Common Stock

    [F2]
    2026-03-02$7.79/sh+62,242$484,5661,073,354 total(indirect: See Note)
  • Purchase

    Common Stock

    [F8]
    2026-02-27$7.69/sh+92,001$707,7084,462,858 total(indirect: See Note)
  • Purchase

    Common Stock

    [F8]
    2026-03-02$7.79/sh+124,483$969,1254,587,341 total(indirect: See Note)
Holdings
  • Common Stock

    [F1]
    116,823.91
  • Common Stock

    [F3]
    (indirect: See Note)
    1,020,267
  • Common Stock

    [F4]
    (indirect: See Note)
    11,191
  • Common Stock

    [F5]
    (indirect: See Note)
    11,175
  • Common Stock

    [F6]
    (indirect: See Note)
    11,175
  • Common Stock

    [F7]
    (indirect: See Note)
    11,175
  • Common Stock

    [F9]
    (indirect: See Note)
    3,457,379
  • Common Stock

    [F10]
    (indirect: See Note)
    855,000
Footnotes (10)
  • [F1]Includes shares previously acquired under the New Mountain Finance Corporation dividend reinvestment plan.
  • [F10]The Steven B. Klinsky 2024 Revocable Trust ("2024 Trust 3") directly owns these shares. The reporting person disclaims beneficial ownership held by 2024 Trust 3 except to the extent of his pecuniary interest therein.
  • [F2]The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F4]Includes (i) 16 shares held directly and (ii) 11,175 shares held indirectly through a trust by an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F5]Shares are held indirectly through a trust by an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F6]Shares are held indirectly through a trust by an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F7]Shares are held indirectly through a trust by an immediate family member of the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F8]The Steven B. Klinsky 2024 Revocable Trust ("2024 Trust 1") directly owns these shares. The reporting person disclaims beneficial ownership held by 2024 Trust 1 except to the extent of his pecuniary interest therein.
  • [F9]The Steven B. Klinsky 2024 Revocable Trust ("2024 Trust 2") directly owns these shares. The reporting person disclaims beneficial ownership held by 2024 Trust 2 except to the extent of his pecuniary interest therein.
Signature
Steven B. Klinsky|2026-03-03

Documents

1 file
  • 4
    ownership.xmlPrimary