4//SEC Filing
BAYER AKTIENGESELLSCHAFT 4
Accession 0001578563-23-000065
CIK 0001701478other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 5:51 PM ET
Size
12.6 KB
Accession
0001578563-23-000065
Insider Transaction Report
Form 4
Azitra IncAZTR
BAYER HEALTHCARE LLC
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Stock
2023-06-21−1,307,401→ 0 total→ Common Stock (1,307,401 underlying) - Conversion
Common Stock
2023-06-21+1,307,401→ 1,307,401 total
BAYER AKTIENGESELLSCHAFT
10% Owner
Transactions
- Conversion
Common Stock
2023-06-21+1,307,401→ 1,307,401 total - Conversion
Series B Convertible Preferred Stock
2023-06-21−1,307,401→ 0 total→ Common Stock (1,307,401 underlying)
Bayer US Holding LP
10% Owner
Transactions
- Conversion
Common Stock
2023-06-21+1,307,401→ 1,307,401 total - Conversion
Series B Convertible Preferred Stock
2023-06-21−1,307,401→ 0 total→ Common Stock (1,307,401 underlying)
Bayer World Investments B.V.
10% Owner
Transactions
- Conversion
Series B Convertible Preferred Stock
2023-06-21−1,307,401→ 0 total→ Common Stock (1,307,401 underlying) - Conversion
Common Stock
2023-06-21+1,307,401→ 1,307,401 total
Footnotes (2)
- [F1]Each share of Series B Convertible Preferred Stock automatically converted into shares of common stock of the Issuer upon the closing of the Issuer's IPO at a conversion price equal to approximately $1.11 per share, after making certain anti-dilution adjustments. The Series B Convertible Preferred Stock had no expiration date.
- [F2]The securities reported are held directly by Bayer HealthCare LLC, a Delaware limited liability company, which is controlled by Bayer US Holding LP ("BUSH LP"), a Delaware limited partnership. Bayer World Investments B.V. ("BWI"), a Dutch private limited company, is the general partner of BUSH LP. BWI is an indirect, wholly owned subsidiary of Bayer Aktiengesellschaft, a publicly-held German stock corporation. Accordingly, Bayer Aktiengesellschaft may be deemed to be an indirect beneficial owner of the shares beneficially owned directly by Bayer HealthCare LLC.
Documents
Issuer
Azitra Inc
CIK 0001701478
Entity typeother
Related Parties
1- filerCIK 0001144145
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 5:51 PM ET
- Size
- 12.6 KB