Vazquez Raul 4

What Happened

• Raul Vazquez, CEO of Oportun Financial Corp (OPRT), had restricted stock units vest and the issuer withheld shares to satisfy tax obligations. Four withholding events on 2026-03-10 totaled 90,331 shares (18,190; 21,094; 18,260; 32,787). No open-market sale or cash proceeds were reported; prices are listed as N/A.

Key Details

• Transaction date: 2026-03-10. Form 4 filed: 2026-03-12.
• Withheld share totals by event: 18,190; 21,094; 18,260; 32,787 — aggregate 90,331 shares.
• Reported price/consideration: N/A (shares were withheld to cover taxes, not sold).
• Shares owned after transaction: not disclosed in the reported excerpt.
• Footnotes: F1 — issuer withheld shares to satisfy tax obligations on vesting of previously reported RSUs; F2 — some shares are held in a family trust for which the reporting person is Trustee.
• Transaction code: F (tax withholding upon vesting of equity awards).

Context

• This is a routine cashless tax-withholding event tied to RSU vesting, not an open-market sale or purchase. Such withholdings are administrative and generally do not by themselves indicate CEO buying or selling intent. Purchases or open-market sales are typically more informative about insider sentiment.