LUCID INC 4/A

4/A · LUCID INC · Filed Sep 17, 2013

Form 4/AAmended

Period: 2013-09-17

VP Technical Ops and CTO

Transactions

Other
Common Stock Option
2012-09-30−50,000→ 48,900 total
Exercise: $8.32Exp: 2020-05-26→ Common Stock (50,000 underlying)
Other
Common Stock Option
2012-09-30−62,500→ 136,400 total
Exercise: $6.58Exp: 2020-05-26→ Common Stock (62,500 underlying)
Other
Common Stock Option
2012-09-30−37,500→ 98,900 total
Exercise: $6.68Exp: 2020-05-26→ Common Stock (37,500 underlying)

Footnotes (5)

[F1]Represents derivative security voluntarily forfeited and surrendered to the Company.
[F2]One-third of the total number of options vested or shall vest and become or shall become exercisable on each of the first, second and third anniversary date of the date of grant of May 27, 2010.
[F3]One-third of the total number of options vested or shall vest and became or shall become exercisable on each of the first, second and third anniversary of the date of grant of May 27, 2010. Stock options are held by Mr. Fox's spouse who is an employee of the Company. Mr. Fox disclaims beneficial ownership of these stock options.
[F4]One-third of the number of options vested or shall vest and became or shall become exercisable on each of the first, second and third anniversary of the date of grant of December 30, 2010.
[F5]The purpose of this amendment is to correct the number of derivative securities beneficially owned following the reported transaction.

Documents

1 file