Liberty Global plc 4
4 · Liberty Global plc · Filed Nov 9, 2016
Insider Transaction Report
Form 4
DVORAK BERNARD G
EVP & Co-CFO
Transactions
- Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−888→ 0 total(indirect: By Spouse)Exercise: $12.37Exp: 2017-05-01→ LiLAC Class C (888 underlying) - Exercise/Conversion
LiLAC Class C
2016-11-08$13.40/sh+15,516$207,914→ 64,666 total - Tax Payment
LiLAC Class C
2016-11-08$20.18/sh−26,501$534,790→ 52,138 total - Tax Payment
LiLAC Class C
2016-11-08$20.18/sh−7,573$152,823→ 20,652 total(indirect: By Spouse) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−6,217→ 0 totalExercise: $12.26Exp: 2017-05-01→ LiLAC Class C (6,217 underlying) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−4,433→ 0 total(indirect: By Spouse)Exercise: $13.40Exp: 2017-05-01→ LiLAC Class C (4,433 underlying) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−15,516→ 0 totalExercise: $13.40Exp: 2017-05-01→ LiLAC Class C (15,516 underlying) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−2,216→ 0 total(indirect: By Spouse)Exercise: $13.52Exp: 2017-05-01→ LiLAC Class C (2,216 underlying) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−3,108→ 0 totalExercise: $12.37Exp: 2017-05-01→ LiLAC Class C (3,108 underlying) - Exercise/Conversion
LiLAC Class C
2016-11-08$12.37/sh+3,108$38,446→ 49,150 total - Exercise/Conversion
LiLAC Class C
2016-11-08$12.26/sh+6,217$76,220→ 70,883 total - Exercise/Conversion
LiLAC Class C
2016-11-08$13.52/sh+7,756$104,861→ 78,639 total - Exercise/Conversion
LiLAC Class C
2016-11-08$12.37/sh+888$10,985→ 19,800 total(indirect: By Spouse) - Exercise/Conversion
LiLAC Class C
2016-11-08$12.26/sh+1,776$21,774→ 21,576 total(indirect: By Spouse) - Exercise/Conversion
LiLAC Class C
2016-11-08$13.52/sh+2,216$29,960→ 23,792 total(indirect: By Spouse) - Exercise/Conversion
LiLAC Class C
2016-11-08$13.40/sh+4,433$59,402→ 28,225 total(indirect: By Spouse) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−7,756→ 0 totalExercise: $13.52Exp: 2017-05-01→ LiLAC Class C (7,756 underlying) - Exercise/Conversion
LiLAC Share Appreciation Rights C
2016-11-08−1,776→ 0 total(indirect: By Spouse)Exercise: $12.26Exp: 2017-05-01→ LiLAC Class C (1,776 underlying)
Holdings
- 2,505(indirect: By Spouse)
LiLAC Class C
- 1,977(indirect: By 401(k))
LiLAC Class C
Footnotes (2)
- [F1]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]The SARs are immediately exercisable.