Evolus, Inc.·4

Jan 31, 8:42 PM ET

Malik Vikram 4

4 · Evolus, Inc. · Filed Jan 31, 2023

Insider Transaction Report

Form 4
Period: 2023-01-27
Malik Vikram
Director
Transactions
  • Award

    Common Stock

    2023-01-27+8,29377,585 total
  • Award

    Stock Option (Right to Buy)

    2023-01-27+11,78911,789 total
    Exercise: $10.25Exp: 2033-01-27Common Stock (11,789 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    0
Footnotes (3)
  • [F1]Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the one year anniversary of January 27, 2023, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer.
  • [F2]The reporting person previously disclosed beneficial ownership of shares held by Strathspey Crown Holdings Group, LLC ("SCH") as a result of his former position as a Managing Partner of SCH. The Reporting Person is no longer a Managing Partner of SCH and therefore no longer has a reportable beneficial interest in the shares of the Issuer held by SCH.
  • [F3]The shares subject to the option will vest over a period of twelve months, with 1/12th of the shares subject to the option vesting monthly on the anniversary of January 27, 2023, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.

Documents

1 file
  • 4
    wf-form4_167521570855640.xmlPrimary

    FORM 4