Sorrentino Frank III 4
4 · ConnectOne Bancorp, Inc. · Filed Mar 26, 2024
Insider Transaction Report
Form 4
Sorrentino Frank III
DirectorChairman & CEO
Transactions
- Award
Common Stock
2024-03-22+28,761→ 589,141 total - Tax Payment
Common Stock
2024-03-23$19.01/sh−4,085$77,656→ 585,056 total - Tax Payment
Common Stock
2024-03-25$18.98/sh−4,528$85,941→ 580,528 total
Holdings
- 416(indirect: By Spouse)
Common Stock
- 236,773(indirect: See Footnote 4)
Common Stock
Footnotes (4)
- [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
- [F2]Reflects tax withholding with respect to shares vested on March 23, 2024 pursuant to a grant of deferred stock units on March 23, 2021. In light of the vesting date occurring on a Saturday, the price of the shares were calculated based on the closing price on March 22, 2024, the immediately preceding business day.
- [F3]Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.
- [F4]Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.