ConnectOne Bancorp, Inc.·4

Mar 29, 10:18 AM ET

Ewing Christopher J. 4

4 · ConnectOne Bancorp, Inc. · Filed Mar 29, 2023

Insider Transaction Report

Form 4
Period: 2023-03-20
Ewing Christopher J.
EVP & Chief Operations Officer
Transactions
  • Award

    Common Stock

    2023-03-20+8,36649,588 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh2,612$46,83354,811 total
  • Tax Payment

    Common Stock

    2023-03-27$18.00/sh892$16,05653,027 total
  • Award

    Common Stock

    2023-03-20+15,66965,257 total
  • Tax Payment

    Common Stock

    2023-03-23$17.35/sh892$15,47653,919 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh7,834$140,46457,423 total
Footnotes (6)
  • [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26
  • [F2]Shares acquired pursuant to earned performance units granted on March 20, 2020.
  • [F3]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
  • [F4]Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
  • [F5]Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
  • [F6]Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT