Home/Filings/4/0001568214-23-000009
4//SEC Filing

Criscione Laura 4

Accession 0001568214-23-000009

CIK 0000712771other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 10:08 AM ET

Size

13.9 KB

Accession

0001568214-23-000009

Insider Transaction Report

Form 4
Period: 2023-03-20
Criscione Laura
EVP & Chief Compliance Officer
Transactions
  • Tax Payment

    Common Stock

    2023-03-23$17.35/sh538$9,33496,773 total
  • Award

    Common Stock

    2023-03-20+7,556102,349 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh1,260$22,59297,311 total
  • Tax Payment

    Common Stock

    2023-03-27$18.00/sh434$7,81296,339 total
  • Award

    Common Stock

    2023-03-20+4,99294,793 total
  • Tax Payment

    Common Stock

    2023-03-20$17.93/sh3,778$67,74098,571 total
Holdings
  • Common Stock

    (indirect: As custodian for daughter)
    780
Footnotes (6)
  • [F1]Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26
  • [F2]Shares acquired pursuant to earned performance units granted on March 20, 2020.
  • [F3]Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
  • [F4]Reflects tax withholding on March 20, 2023 with respect to shares vested on March 20, 2023 pursuant to a grant of deferred stock units on March 20, 2020.
  • [F5]Reflects tax withholding on March 23, 2023 with respect to shares vested on March 23, 2023 pursuant to a grant of deferred stock units on March 23, 2021.
  • [F6]Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.

Issuer

ConnectOne Bancorp, Inc.

CIK 0000712771

Entity typeother

Related Parties

1
  • filerCIK 0001568214

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 10:08 AM ET
Size
13.9 KB