Ewing Christopher J. 4
4 · ConnectOne Bancorp, Inc. · Filed Apr 1, 2020
Insider Transaction Report
Form 4
Ewing Christopher J.
EVP & Chief Operations Officer
Transactions
- Tax Payment
Common Stock
2020-03-15$15.30/sh−434$6,640→ 17,215 total - Tax Payment
Common Stock
2020-03-19$10.75/sh−866$9,310→ 16,349 total - Award
Common Stock
2020-03-20+4,088→ 20,437 total - Tax Payment
Common Stock
2020-03-20$10.77/sh−1,635$17,609→ 18,802 total - Award
Common Stock
2020-03-20+15,669→ 34,471 total
Footnotes (5)
- [F1]Reflects tax withholding of shares acquired on March 15, 2020, pursuant to a grant of restricted stock units issued on March 15, 2018.
- [F2]Reflects tax withholding of shares acquired on March 19, 2020, pursuant to a grant of restricted stock units issued on March 19, 2019.
- [F3]Shares acquired pursuant to earned performance units granted on March 23, 2017.
- [F4]Reflects tax withholding of shares acquired pursuant to performance units reported above.
- [F5]Represents a grant of restricted stock units subject to forfeiture, vesting over a three year period, with 1/3 vesting on 3/20/21, 1/3 vesting on 3/20/22, and the final 1/3 vesting on 3/20/23.