4//SEC Filing
O'Connor Timothy John 4
Accession 0001567619-23-003641
CIK 0000072903other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 5:17 PM ET
Size
14.5 KB
Accession
0001567619-23-003641
Insider Transaction Report
Form 4
O'Connor Timothy John
Senior VP and CNO
Transactions
- Award
Common Stock
2023-02-21+246.856→ 15,426.856 total - Tax Payment
Common Stock
2023-02-21$68.01/sh−2,068.555$140,682→ 17,180 total - Award
Phantom Stock
2023-02-21$68.01/sh+10,256$697,511→ 62,918.875 totalExercise: $0.00→ Common Stock (10,256 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-21−3,821.699→ 0 total→ Common Stock (3,821.699 underlying) - Exercise/Conversion
Common Stock
2023-02-21+3,821.699→ 19,248.555 total
Holdings
- 371.633(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]Represents the settlement of performance share unit awards for the 2020-2022 performance period.
- [F2]Restricted stock units are settled in common stock on a one-for-one basis.
- [F3]Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash.
- [F4]Shares held in the Xcel Energy Stock Fund under the Xcel Energy 401(k) Savings Plan as of plan statement dated February 17, 2023.
- [F5]Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 3,143 units granted on January 2, 2020 and (b) 384 units granted on March 31, 2020.
- [F6]Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023.
- [F7]Each share of phantom stock represents the right to receive the cash value of one share of common stock.
- [F8]Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.
- [F9]The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.
Documents
Issuer
XCEL ENERGY INC
CIK 0000072903
Entity typeother
Related Parties
1- filerCIK 0001570155
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 5:17 PM ET
- Size
- 14.5 KB