4//SEC Filing
Sozio Scott 4
Accession 0001567619-22-021158
CIK 0001755953other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 12:14 PM ET
Size
11.4 KB
Accession
0001567619-22-021158
Insider Transaction Report
Form 4
Akerna Corp.KERN
Sozio Scott
Director
Transactions
- Exercise/Conversion
Common Shares
2021-10-21+1,153→ 14,533 total - Exercise/Conversion
Common Shares
2022-10-21+125→ 13,380 total - Exercise/Conversion
Restricted Stock Units
2022-10-21−1,152→ 2,304 total→ Common Shares (1,152 underlying) - Exercise/Conversion
Restricted Stock Units
2022-10-21−125→ 250 total→ Common Shares (125 underlying)
Footnotes (4)
- [F1]The transactions and totals reported herein reflect the Issuer's 20:1 reverse stock split effective as of November 8, 2022.
- [F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F3]The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
- [F4]The RSUs were granted on September 4, 2020, and vest as follows: one-fourth on July 1, 2021; one-fourth on July 1, 2022; one-fourth on July 1, 2023; and one-fourth on July 1, 2024. Settlement of the vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
Documents
Issuer
Akerna Corp.
CIK 0001755953
Entity typeother
Related Parties
1- filerCIK 0001403062
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 12:14 PM ET
- Size
- 11.4 KB