Sozio Scott 4

4 · Akerna Corp. · Filed Feb 14, 2022

Form 4

Period: 2021-04-26

Director

Transactions

Exercise/Conversion
Common Shares
2021-08-04+23,042→ 254,954 total
Exercise/Conversion
Common Shares
2021-08-04+2,500→ 257,454 total
Tax Payment
Common Shares
2021-08-04$3.30/sh−11,618$38,339→ 245,836 total
Exercise/Conversion
Common Shares
2021-12-21+29,210→ 275,046 total
Exercise/Conversion
Common Shares
2021-12-21+2,500→ 277,546 total
Award
Restricted Stock Units
2021-04-26+10,000→ 10,000 total
→ Common Shares (10,000 underlying)
Exercise/Conversion
Restricted Stock Units
2021-08-04−23,042→ 69,124 total
→ Common Shares (23,042 underlying)
Exercise/Conversion
Restricted Stock Units
2021-08-04−2,500→ 7,500 total
→ Common Shares (2,500 underlying)
Award
Restricted Stock Units
2021-10-26+29,210→ 29,210 total
→ Common Shares (29,210 underlying)
Exercise/Conversion
Restricted Stock Units
2021-12-21−29,210→ 0 total
→ Common Shares (29,210 underlying)
Exercise/Conversion
Restricted Stock Uniyts
2021-12-21−2,500→ 7,500 total
→ Common Shares (2,500 underlying)
Award
Common Shares
2021-04-26+2,976→ 231,912 total
Tax Payment
Common Shares
2021-12-21$2.00/sh−12,434$24,868→ 265,112 total

Footnotes (5)

[F1]Represents grant of restricted stock units on April 26, 2021, with immediate vesting.
[F2]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
[F3]The restricted stock units ("RSUs") were granted on September 1, 2020, and vest as follows: 1/4 on July 1, 2021; 1/4 on July 1, 2022; 1/4 on July 1, 2023; and 1/4 on July 1, 2024. Settlement of the RSUs will occur as soon as administratively feasible following the applicable vesting dates.
[F4]The restricted stock units ("RSUs") were granted on April 26, 2021, and vest as follows: 2,500 on December 1, 2021; 2,500 on December 1, 2022; 2,500 on December 1, 2023; and 2,500 on December 1, 2024. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.
[F5]Represents restricted stock unit grant with immediate vesting.

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