LAZARAN FRANK 4/A
4/A · ALKALINE WATER Co INC · Filed Dec 21, 2021
Insider Transaction Report
Form 4/AAmended
LAZARAN FRANK
Director
Transactions
- Conversion
Subscription Receipts
2021-09-30$1.25/sh−50,000$62,500→ 0 totalExercise: $1.05→ Units (50,000 underlying) - Conversion
Common Stock
2021-09-30+50,000→ 88,333 total - Conversion
Warrants
2021-09-30$1.25/sh+50,000$62,500→ 50,000 totalExercise: $1.25From: 2021-09-30Exp: 2024-07-06→ Common (50,000 underlying)
Holdings
- 100,000
Stock Options
Exercise: $0.53From: 2020-04-03Exp: 2030-04-02→ Common (100,000 underlying) - 38,333
Common Stock
- 50,000
Subscription Receipts
Exercise: $1.05→ Units (50,000 underlying) - 150,000
Stock Options
Exercise: $1.09From: 2021-03-31Exp: 2031-03-31→ Common (50,000 underlying)
Footnotes (3)
- [F1]One third vest on each anniversary of the date of grant.
- [F2]50% vest on March 31, 2022 and 50% vest on March 31, 2023.
- [F3]Each Subscription Receipt was automatically converted on September 30, 2021 into units of The Alkaline Water Company Inc. with each unit consisting of one common share and one common share purchase warrant, with each share purchase warrant entitling the holder to acquire one common share at $1.25 per share for a period ending on July 6, 2024.