Breinlinger Keith 4

4 · Berkeley Lights, Inc. · Filed Sep 16, 2021

Form 4

Period: 2021-09-14

Chief Technical Officer

Transactions

Exercise/Conversion
Common Stock
2021-09-14$0.12/sh+17,000$2,040→ 43,140 total
Sale
Common Stock
2021-09-14$33.05/sh−2,893$95,622→ 40,247 total
Sale
Common Stock
2021-09-14$33.89/sh−1,107$37,512→ 39,140 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-09-14+17,000→ 28,000 total
Exercise: $0.12Exp: 2023-06-16→ Common Stock (17,000 underlying)
Exercise/Conversion
Common Stock
2021-09-14$2.10/sh+4,000$8,400→ 26,140 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-09-14+4,000→ 73,000 total
Exercise: $2.10Exp: 2027-11-01→ Common Stock (4,000 underlying)

Footnotes (6)

[F1]Includes 414 shares purchased pursuant to the Berkeley Lights, Inc. (the "Company") employee stock purchase plan.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
[F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.59. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.64 to $34.28. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]The stock option is partially vested and will vest with respect to the remainder of the shares in equal monthly installments until fully vested on November 2, 2021.
[F6]The stock option is currently exerciseable.

Documents

1 file