4/A//SEC Filing
AUERBACH PHILIP 4/A
Accession 0001567619-20-013063
CIK 0001512499other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:15 PM ET
Size
14.7 KB
Accession
0001567619-20-013063
Insider Transaction Report
Form 4/AAmended
AUERBACH PHILIP
Chief Commercial Officer
Transactions
- Exercise/Conversion
Common Stock
2020-04-03+7,440→ 88,204 total - Award
Common Stock
2020-04-03+12,498→ 97,925 total - Tax Payment
Common Stock
2020-04-03$3.70/sh−4,731$17,505→ 93,194 total - Tax Payment
Common Stock
2020-04-03$3.70/sh−2,777$10,275→ 85,427 total - Exercise/Conversion
Restricted Stock Units
2020-04-03−7,440→ 0 total→ Common Stock (7,440 underlying)
Holdings
- 6,491
Restricted Stock Units
→ Common Stock (6,492 underlying) - 9,005
Restricted Stock Units
→ Common Stock (9,005 underlying)
Footnotes (5)
- [F1]Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
- [F2]The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
- [F3]The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
- [F4]The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
- [F5]Amendment is filed solely to correct the dates of the transactions listed herein.
Documents
Issuer
LINDBLAD EXPEDITIONS HOLDINGS, INC.
CIK 0001512499
Entity typeother
Related Parties
1- filerCIK 0001674494
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 4:15 PM ET
- Size
- 14.7 KB