Home/Filings/4/A/0001567619-20-007579
4/A//SEC Filing

AUERBACH PHILIP 4/A

Accession 0001567619-20-007579

CIK 0001512499other

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 4:21 PM ET

Size

15.3 KB

Accession

0001567619-20-007579

Insider Transaction Report

Form 4/AAmended
Period: 2020-03-29
AUERBACH PHILIP
Chief Commercial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2020-03-29+4,50378,884 total
  • Tax Payment

    Common Stock

    2020-03-29$5.03/sh1,960$9,85976,924 total
  • Tax Payment

    Common Stock

    2020-03-30$4.28/sh2,652$11,35180,764 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-306,4926,491 total
    Common Stock (6,492 underlying)
  • Exercise/Conversion

    Common Stock

    2020-03-30+6,49283,416 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-294,5039,005 total
    Common Stock (4,503 underlying)
Holdings
  • Restricted Stock Units

    Common Stock (7,440 underlying)
    7,440
Footnotes (4)
  • [F1]Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash.
  • [F2]The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
  • [F3]The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
  • [F4]The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Documents

1 file

Issuer

LINDBLAD EXPEDITIONS HOLDINGS, INC.

CIK 0001512499

Entity typeother

Related Parties

1
  • filerCIK 0001674494

Filing Metadata

Form type
4/A
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 4:21 PM ET
Size
15.3 KB