4//SEC Filing
GUARINO DAVID 4
Accession 0001567619-20-007336
CIK 0001532390other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 7:38 PM ET
Size
7.9 KB
Accession
0001567619-20-007336
Insider Transaction Report
Form 4
GUARINO DAVID
DirectorCFO Secretary Treasurer
Transactions
- Conversion
Common Stock
2020-04-01+1,000,000→ 1,909,300 total - Conversion
Series D Preferred Stock
2020-04-01−1,000,000→ 0 total
Holdings
- 909,300
Common Stock
- 1,000,000
Series D Preferred Stock
Footnotes (1)
- [F1]The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
Documents
Issuer
ALKALINE WATER Co INC
CIK 0001532390
Entity typeother
Related Parties
1- filerCIK 0001211259
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 7:38 PM ET
- Size
- 7.9 KB