ISAACS STEPHEN T 4
4 · ADURO BIOTECH, INC. · Filed Mar 20, 2020
Insider Transaction Report
Form 4
ISAACS STEPHEN T
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2020-03-18$0.45/sh−21,618$9,728→ 311,647 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-03-18−21,618→ 0 totalExercise: $0.45Exp: 2020-03-18→ Common Stock (21,618 underlying)
Holdings
- 8,932(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The transaction by the Reporting Person is an exercise of an in-the-money option for cash consideration and does not involve the sale of any shares.
- [F2]The shares owned directly by the Isaacs-MacBride Family Trust UAD 03/09/01, for which the Reporting Person is a trustee.
- [F3]The shares subject to the Option are fully vested and immediately exercisable.