BORIN MARK C 4

4 · PENTAIR plc · Filed Jan 6, 2020

Form 4

Period: 2020-01-02

CAO, Controller

Transactions

Tax Payment
Common Shares
2020-01-03$45.98/sh−293$13,472→ 30,650 total
Award
Common Shares - Restricted Stock Units
2020-01-02+7,540→ 18,011.449 total
Tax Payment
Common Shares
2020-01-02$46.42/sh−3,189$148,033→ 30,339 total
Award
Employee Stock Option (right to buy)
2020-01-02+35,178→ 35,178 total
Exercise: $46.42Exp: 2030-01-02→ Common Shares (35,178 underlying)

Holdings

Footnotes (7)

[F1]Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
[F2]End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
[F3]End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
[F4]Shares surrendered to pay taxes applicable to vesting of restricted stock units.
[F5]Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
[F6]Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
[F7]One-third of the stock options become exercisable on the first, second and third anniversary of the grant.

Documents

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