Home/Filings/4/0001567619-19-007601
4//SEC Filing

Ryan Charles S. 4

Accession 0001567619-19-007601

CIK 0001505497other

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 7:33 PM ET

Size

28.9 KB

Accession

0001567619-19-007601

Insider Transaction Report

Form 4
Period: 2019-03-25
Transactions
  • Award

    Option

    2019-03-25+20,00020,000 total
    Exercise: $0.75Exp: 2025-09-04Common Stock (20,000 underlying)
  • Award

    Option

    2019-03-25+15,00015,000 total
    Exercise: $0.75Exp: 2025-04-06Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option

    2019-03-25100,0000 total
    Exercise: $3.35Exp: 2027-06-23Common Stock (100,000 underlying)
  • Award

    Stock Option

    2019-03-25+75,00075,000 total
    Exercise: $0.75Exp: 2028-10-29Common Stock (75,000 underlying)
  • Disposition to Issuer

    Option

    2019-03-2515,0000 total
    Exercise: $4.70Exp: 2025-04-06Common Stock (15,000 underlying)
  • Disposition to Issuer

    Option

    2019-03-2520,0000 total
    Exercise: $4.70Exp: 2025-09-04Common Stock (20,000 underlying)
  • Disposition to Issuer

    Option

    2019-03-2546,0000 total
    Exercise: $3.73Exp: 2026-06-10Common Stock (46,000 underlying)
  • Disposition to Issuer

    Stock Option

    2019-03-2575,0000 total
    Exercise: $1.23Exp: 2028-10-29Common Stock (75,000 underlying)
  • Award

    Option

    2019-03-25+46,00046,000 total
    Exercise: $0.75Exp: 2026-06-10Common Stock (46,000 underlying)
  • Award

    Stock Option

    2019-03-25+100,000100,000 total
    Exercise: $0.75Exp: 2027-06-23Common Stock (100,000 underlying)
Holdings
  • Common Stock

    42,917
  • Warrant

    Exercise: $15.00From: 2015-05-08Exp: 2020-05-08Common Stock (2,500 underlying)
    2,500
  • Warrant

    Exercise: $4.00From: 2017-03-01Exp: 2022-03-01Common Stock (26,667 underlying)
    26,667
  • Warrant

    Exercise: $4.00From: 2015-12-07Exp: 2020-11-12Common Stock (6,250 underlying)
    6,250
Footnotes (6)
  • [F1]The option vests to the extent of 5,000 shares on each of April 6, 2016, April 6, 2017 and April 6, 2018.
  • [F2]The option is exercisable to the extent of 10,000 shares on December 22, 2015, 3,334 shares on September 4, 2016, and 3,333 shares on each of September 4, 2017 and September 4, 2018.
  • [F3]The option is exercisable to the extent of 15,334 shares on June 10, 2016 and 15,333 shares on each of June 10, 2017 and June 10, 2018.
  • [F4]The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.
  • [F5]The option is exercisable to the extent of 25,000 shares on each of October 29, 2018, October 29, 2019 and October 29, 2020.
  • [F6]The reported transactions involved an amendment of an outstanding stock option, resulting in the deemed cancellation of the "old" stock option and the grant of a "replacement" stock option at a reduced exercise price.

Documents

1 file

Issuer

BioRestorative Therapies, Inc.

CIK 0001505497

Entity typeother

Related Parties

1
  • filerCIK 0001624830

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 7:33 PM ET
Size
28.9 KB