4//SEC Filing
Ensey Christopher 4
Accession 0001567619-18-003079
CIK 0001167419other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:59 PM ET
Size
8.3 KB
Accession
0001567619-18-003079
Insider Transaction Report
Form 4
Ensey Christopher
Chief Operating Officer
Transactions
- Exercise/Conversion
Restricted Stock Unit
2018-09-20+24,000→ 24,000 total→ Common Stock (24,000 underlying) - Exercise/Conversion
Common Stock
2018-09-20+24,000→ 74,000 total
Footnotes (5)
- [F1]Represents the 24,000 vested Restricted Stock Units ("RSUs") reported in Column 5 of Table I on page one above, convertible into shares of the Issuer's Common Stock on a one-for-one basis pursuant to the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Plan").
- [F2]Represents a restricted stock award granted to the Reporting Person by the Issuer under the Plan at no cost on September 20, 2018 in connection with the Reporting Person's appointment as interim Chief Executive Officer, which award vested on the date of grant, subject to the restrictions of the Plan.
- [F3]Includes a restricted stock option award of the option to purchase 50,000 shares of Common Stock granted on January 27, 2018 in connection with the Reporting Person's appointment as Chief Operating Officer, which option shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance at an option price of $18.50 per share.
- [F4]Not applicable.
- [F5]Represents only the 24,000 RSUs granted on September 20, 2018 and does not include RSUs previously reported.
Documents
Issuer
Riot Blockchain, Inc.
CIK 0001167419
Entity typeother
Related Parties
1- filerCIK 0001730045
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 8:59 PM ET
- Size
- 8.3 KB