DCB FINANCIAL CORP 4
4 · DCB FINANCIAL CORP · Filed Jul 1, 2014
Insider Transaction Report
Form 4
DCB FINANCIAL CORPdcbfob
Lossing Roger Alan
SVP Wealth Management
Transactions
- Purchase
DCB Financial Corp Common Stock
2014-06-30$7.42/sh+500$3,710→ 500 total(indirect: By Trust) - Purchase
DCB Financial Corp Common Stock
2014-06-30$7.49/sh+4,500$33,705→ 5,000 total(indirect: By Trust)
Holdings
- 10,000(indirect: See Note 2.)
DCB Financial Corp Common Stock
- 1,125.63(indirect: By 401(k))
DCB Financial Corp Common Stock
- 35,003(indirect: By IRA)
DCB Financial Corp Common Stock
- 3,222
DCBF Employee Stock Options-Calls
Exercise: $4.50From: 2013-12-31Exp: 2022-12-20→ DCB Financial Corp Common Stock (3,222 underlying)
Footnotes (3)
- [F1]Shares purchased under the Frank H. Lossing Irrevocable Family Trust. Filer is trustee and can direct the voting of the shares. Filer is also a 33.33 remainder beneficiary of the trust.
- [F2]Shares purchased by Bexley Park Financial Partnership. Filer is the general partner for Bexley Park Financial Partnership and controls the voting and disposition of the shares. Filer is also a .003 percentage owner in the partnership.
- [F3]The options were granted 12/21/2012 and vest in five equal installments of 20 percent each year beginning one year after the grant of the options.