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4//SEC Filing

KESSLER IRVIN R 4

Accession 0001563744-13-000003

CIK 0001557255other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 5:55 PM ET

Size

14.7 KB

Accession

0001563744-13-000003

Insider Transaction Report

Form 4
Period: 2013-03-06
Transactions
  • Purchase

    Common stock, par value $0.01 per share

    2013-03-06$19.25/sh+4,654$89,590214,654 total(indirect: Owned by Provident Premier Master Fund LTD)
  • Purchase

    Common stock, par value $0.01 per share

    2013-03-07$19.25/sh+1,100$21,175215,754 total(indirect: Owned by Provident Premier Master Fund LTD)
Holdings
  • Common stock, par value $0.01 per share

    (indirect: By Partnership)
    462,604
  • Common stock, par value $0.01 per share

    (indirect: By LLC)
    715,914
  • Common stock, par value $0.01 per share

    (indirect: By LLC)
    719,671
Footnotes (5)
  • [F1]These securities are owned directly by Provident Premier Master Fund Ltd. (the "Fund") for which Deephaven, Inc. ("Deephaven") serves as the investment manager. Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F2]These securities are owned directly by the Fund for which Deephaven serves as the investment manager. Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F3]These securities are owned directly by Provident Real Estate Advisors LLC (the "Provident Fund"), which is owned by Deephaven for which Mr. Kessler is the sole owner, director and Chief Executive Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Provident Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F4]These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]These securities are owned directly by Provident Real Estate Opportunity Fund LLC (the "Opportunity Fund") for which Mr. Kessler is the sole member. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Opportunity Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Issuer

Silver Bay Realty Trust Corp.

CIK 0001557255

Entity typeother

Related Parties

1
  • filerCIK 0001563744

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 5:55 PM ET
Size
14.7 KB