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4//SEC Filing

Etherington Robert Dee 4

Accession 0001562180-24-007036

CIK 0001822791other

View on SEC.gov Company Profile

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 4:17 PM ET

Size

8.9 KB

Accession

0001562180-24-007036

Insider Transaction Report

Form 4

Period: 2024-09-30

Etherington Robert Dee

DirectorPresident & CEO

Transactions

Purchase
Common Stock
2024-09-30$4.75/sh+10,000$47,500→ 40,149 total
Award
Warrants (Right to buy)
2024-09-30$0.13/sh+10,000$1,250→ 10,000 total
Exercise: $4.82From: 2024-10-01Exp: 2029-10-01→ Common Stock (10,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
1,250
Common Stock
(indirect: By LLC)
636

Footnotes (2)

[F1]The securities are owned by RDE RX Ventures LLC. Mr. Etherington is the manager of RDE RX Ventures LLC. The shares owned by RDE RX Ventures LLC may also be deemed to be beneficially owned by Mr. Etherington.
[F2]The securities are owned by the Etherington Revocable Trust. Mr. Etherington is the co-trustee of the Etherington Revocable Trust. The shares owned by the Etherington Revocable Trust may be deemed to be beneficially owned by Mr. Etherington.

Documents

1 file

4
primarydocument.xmlPrimary
PRIMARY DOCUMENT

Issuer

Clene Inc.

CIK 0001822791

Entity typeother

Related Parties

1

filerCIK 0001835330

Filing Metadata

Form type: 4
Filed: Sep 30, 8:00 PM ET
Accepted: Oct 1, 4:17 PM ET
Size: 8.9 KB

View on SEC.gov