Etherington Robert Dee 4
4 · Clene Inc. · Filed Oct 1, 2024
Insider Transaction Report
Form 4
Clene Inc.CLNN
Etherington Robert Dee
DirectorPresident & CEO
Transactions
- Purchase
Common Stock
2024-09-30$4.75/sh+10,000$47,500→ 40,149 total - Award
Warrants (Right to buy)
2024-09-30$0.13/sh+10,000$1,250→ 10,000 totalExercise: $4.82From: 2024-10-01Exp: 2029-10-01→ Common Stock (10,000 underlying)
Holdings
- 1,250(indirect: By Trust)
Common Stock
- 636(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]The securities are owned by RDE RX Ventures LLC. Mr. Etherington is the manager of RDE RX Ventures LLC. The shares owned by RDE RX Ventures LLC may also be deemed to be beneficially owned by Mr. Etherington.
- [F2]The securities are owned by the Etherington Revocable Trust. Mr. Etherington is the co-trustee of the Etherington Revocable Trust. The shares owned by the Etherington Revocable Trust may be deemed to be beneficially owned by Mr. Etherington.