BANC OF CALIFORNIA, INC.·4

Aug 3, 6:32 PM ET

SZNEWAJS ROBERT D 4

4 · BANC OF CALIFORNIA, INC. · Filed Aug 3, 2023

Insider Transaction Report

Form 4
Period: 2023-08-01
Transactions
  • Exercise/Conversion

    Stock Option

    2023-08-019180 total
    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
  • Exercise/Conversion

    Stock Option

    2023-08-019180 total
    Exercise: $10.90Exp: 2024-07-01Common Stock (918 underlying)
  • Exercise/Conversion

    Common Stock

    2023-08-01$10.90/sh+1,836$20,0128,699 total
Holdings
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
  • Common Stock

    (indirect: By Trust)
    87,545
  • Stock Option

    Exercise: $13.75Exp: 2025-07-01Common Stock (2,808 underlying)
    2,808
Footnotes (4)
  • [F1]Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024.
  • [F2]Amount includes 5,793 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held.
  • [F3]Amount includes 744 shares of Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan.
  • [F4]All shares underlying this option have vested.

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT