4//SEC Filing
SZNEWAJS ROBERT D 4
Accession 0001562180-23-003948
CIK 0001169770other
Filed
May 3, 8:00 PM ET
Accepted
May 4, 8:24 PM ET
Size
11.7 KB
Accession
0001562180-23-003948
Insider Transaction Report
Form 4
SZNEWAJS ROBERT D
Director
Transactions
- Purchase
Common Stock
2023-05-03$10.96/sh+3,200$35,083→ 81,008 total(indirect: By Trust)
Holdings
- 5,793
Common Stock
- 918
Stock Option
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 918
Stock Options
Exercise: $10.90Exp: 2024-07-01→ Common Stock (918 underlying) - 2,808
Stock Option
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying) - 2,808
Stock Options
Exercise: $13.75Exp: 2025-07-01→ Common Stock (2,808 underlying)
Footnotes (4)
- [F1]The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.94 and $10.97 per share, inclusive, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth therein.
- [F2]Amount reported includes 20,448 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held.
- [F3]Amount includes 2,313 shares of the Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan.
- [F4]Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
IncorporatedOR
Related Parties
1- filerCIK 0001117647
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 8:24 PM ET
- Size
- 11.7 KB