Home/Filings/4/0001562180-23-000520
4//SEC Filing

Woock John 4

Accession 0001562180-23-000520

CIK 0001603756other

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 8:07 PM ET

Size

26.4 KB

Accession

0001562180-23-000520

Insider Transaction Report

Form 4
Period: 2023-01-17
Woock John
Chief Marketing Officer
Transactions
  • Sale

    Common Stock

    2023-01-17$67.62/sh2,793$188,85545,976 total
  • Exercise/Conversion

    Common Stock

    2023-01-17$1.42/sh+378$53746,354 total
  • Sale

    Common Stock

    2023-01-17$67.29/sh15,000$1,009,38545,976 total
  • Exercise/Conversion

    Stock Options (Right to buy)

    2023-01-1712,0443,581 total
    Exercise: $25.82Exp: 2029-12-12Common Stock (12,044 underlying)
  • Exercise/Conversion

    Common Stock

    2023-01-17$1.32/sh+2,793$3,68748,769 total
  • Exercise/Conversion

    Common Stock

    2023-01-17$25.82/sh+12,044$310,97658,020 total
  • Sale

    Common Stock

    2023-01-17$67.51/sh378$25,51945,976 total
  • Exercise/Conversion

    Common Stock

    2023-01-17$14.19/sh+15,000$212,85060,976 total
  • Exercise/Conversion

    Stock Options (Right to buy)

    2023-01-1715,00015,555 total
    Exercise: $14.19Exp: 2029-01-30Common Stock (15,000 underlying)
  • Sale

    Common Stock

    2023-01-17$67.32/sh12,044$810,77245,976 total
  • Exercise/Conversion

    Stock Options (Right to buy)

    2023-01-173780 total
    Exercise: $1.42Exp: 2027-08-25Common Stock (378 underlying)
  • Exercise/Conversion

    Stock Options (Right to buy)

    2023-01-172,7930 total
    Exercise: $1.32Exp: 2027-07-05Common Stock (2,793 underlying)
Footnotes (5)
  • [F1]This transaction was executed in multiple trades at prices ranging from $67.17 to $67.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vested on December 12, 2020 and the remainder vest at a rate of 1/36th per month commencing on January 1, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
  • [F3]The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vested on January 30, 2020, and the remainder vest at a rate of 1/36th per month commencing on February 1, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
  • [F4]The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vested on August 25, 2018 and the remainder vest at a rate of 1/36th per month commencing on September 1, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.
  • [F5]The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vested on July 5, 2018 and the remainder vest at a rate of 1/36th per month commencing on August 1, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

Issuer

Axonics, Inc.

CIK 0001603756

Entity typeother

Related Parties

1
  • filerCIK 0001756437

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 8:07 PM ET
Size
26.4 KB