4//SEC Filing
Bergheim Bjarne 4
Accession 0001562180-22-008089
CIK 0001407973other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 6:47 PM ET
Size
21.8 KB
Accession
0001562180-22-008089
Insider Transaction Report
Form 4
Sonendo, Inc.SONX
Bergheim Bjarne
DirectorPresident and CEO
Transactions
- Disposition to Issuer
Stock Option
2022-12-02−139,701→ 0 totalExercise: $12.00Exp: 2031-10-27→ Common Stock (139,701 underlying) - Disposition to Issuer
Stock Option
2022-12-02−200,208→ 0 totalExercise: $7.01Exp: 2030-03-16→ Common Stock (200,208 underlying) - Award
Stock Option
2022-12-02+200,208→ 200,208 totalExercise: $2.34Exp: 2030-03-16→ Common Stock (200,208 underlying) - Disposition to Issuer
Stock Option
2022-12-02−174,721→ 0 totalExercise: $4.02Exp: 2028-09-17→ Common Stock (174,721 underlying) - Disposition to Issuer
Stock Option
2022-12-02−106,022→ 0 totalExercise: $4.02Exp: 2027-06-05→ Common Stock (106,022 underlying) - Award
Stock Option
2022-12-02+139,701→ 139,701 totalExercise: $2.34Exp: 2031-10-27→ Common Stock (139,701 underlying) - Award
Stock Option
2022-12-02+106,022→ 106,022 totalExercise: $2.34Exp: 2027-06-05→ Common Stock (106,022 underlying) - Award
Stock Option
2022-12-02+174,721→ 174,721 totalExercise: $2.34Exp: 2028-09-17→ Common Stock (174,721 underlying)
Footnotes (5)
- [F1]The transactions reported herein involved the repricing of the reporting person's outstanding options, resulting in the cancellation of the "old" options and the grant of replacement options. There were no changes to the number of shares, the vesting schedule or the expiration date of the repriced stock options.
- [F2]The option was originally granted on October 28, 2021 and vests in 16 equal quarterly installments beginning October 28,2021, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F3]The option was originally granted on March 17, 2020 and vests in 48 equal monthly installments beginning March 17, 2020, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F4]The option was originally granted on September 18, 2018 and vests in 48 equal monthly installments beginning September 18, 2018, subject to the reporting person's continued provision of service to the issuer on each vesting date.
- [F5]The options were originally granted on September 8, 2017 and are fully vested.
Documents
Issuer
Sonendo, Inc.
CIK 0001407973
Entity typeother
Related Parties
1- filerCIK 0001875434
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 6:47 PM ET
- Size
- 21.8 KB