4//SEC Filing
Berman Robert 4
Accession 0001562180-20-004627
CIK 0001689813other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 9:57 PM ET
Size
23.1 KB
Accession
0001562180-20-004627
Insider Transaction Report
Form 4
Berman Robert
Chief Medical Officer
Transactions
- Exercise/Conversion
Common Shares
2020-06-18$0.61/sh+36,314$22,152→ 36,655 total - Sale
Common Shares
2020-06-18$76.05/sh−1,400$106,467→ 341 total - Exercise/Conversion
Common Shares
2020-06-19$0.61/sh+986$601→ 1,327 total - Sale
Common Shares
2020-06-19$75.07/sh−986$74,016→ 341 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-06-19$75.07/sh−986$74,016→ 62,700 totalExercise: $0.61Exp: 2024-11-25→ Common Shares (986 underlying) - Sale
Common Shares
2020-06-18$75.25/sh−59,914$4,508,822→ 1,741 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-06-18−25,000→ 125,000 totalExercise: $5.60Exp: 2025-10-22→ Common Shares (25,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2020-06-18−36,314→ 63,686 totalExercise: $0.61Exp: 2024-11-25→ Common Shares (25,000 underlying) - Exercise/Conversion
Common Shares
2020-06-18$5.60/sh+25,000$140,000→ 61,655 total
Holdings
- 550,000(indirect: By Trust)
Common Shares
- 240,500(indirect: By Trust)
Common Shares
- 50(indirect: By Spouse)
Common Shares
Footnotes (6)
- [F1]These exercises and sales were made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 - $75.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.00 - $76.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 - $75.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F5]The shares underlying this option vested in four equal installments on October 23, 2015, October 23, 2016, October 23, 2017 and October 23, 2018.
- [F6]The option, representing a right to purchase a total of 225,000 shares, was granted on November 26, 2014, and vested in four equal installments on November 26, 2014, 2015, 2016 and 2017
Documents
Issuer
Biohaven Pharmaceutical Holding Co Ltd.
CIK 0001689813
Entity typeother
Related Parties
1- filerCIK 0001704483
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 9:57 PM ET
- Size
- 23.1 KB