PNM RESOURCES INC 4
4 · PNM RESOURCES INC · Filed May 16, 2017
Insider Transaction Report
Form 4
FOHRER ALAN J
Director
Transactions
- Exercise/Conversion
Restricted Stock Rights
2017-05-12−928→ 4,050 total→ Common Stock (928 underlying) - Exercise/Conversion
Restricted Stock Rights
2017-05-15−784→ 3,266 total→ Common Stock (784 underlying) - Exercise/Conversion
Common Stock
2017-05-12+928→ 12,336 total - Exercise/Conversion
Common Stock
2017-05-15+784→ 13,120 total
Footnotes (3)
- [F1]Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
- [F2]Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
- [F3]The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).