4//SEC Filing
ASTORIA FINANCIAL CORP 4
Accession 0001562180-16-003802
CIK 0000910322operating
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 3:50 PM ET
Size
12.9 KB
Accession
0001562180-16-003802
Insider Transaction Report
Form 4
KEEGAN GERARD C
DirectorVice Chairman&Chief Admin Off
Transactions
- Other
Common Stock
2016-12-14−17,850→ 35,700 total(indirect: RSA Vest) - Tax Payment
Common Stock
2016-12-14−6,600→ 0 total - Other
Common Stock
2016-12-14$17.57/sh+11,250$197,606→ 334,834 total
Holdings
- 43,732.6(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents one-third vesting of a previous award of restricted stock pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2014 Plan. The restricted stock vested and was distributed on December 14, 2016. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F2]Represents award of restricted stock dated February 1, 2016 pursuant to the 2014 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2014 Plan). The shares of restricted stock will vest as follows: 17,850 shares on December 14, 2017 and 17,850 shares on December 14, 2018 or if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2014 Plan) or pursuant to the terms of his employment agreements with the Company and Astoria Bank (the Bank) upon his termination of employment by the Company or the Bank prior to the end of the term of such employment agreements without Cause, as defined therein.
- [F3]Shares were withheld for taxes at vest.
- [F4]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F5]Represents shares held in the Employer Stock Fund of the Astoria Bank 401(k) Plan for the account of Mr. Keegan as of October 28, 2016. Shares are held in the 401(k) Plan Trust.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000910322
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 3:50 PM ET
- Size
- 12.9 KB