Home/Filings/4/0001553350-20-000292
4//SEC Filing

Arcaini Gianni B 4

Accession 0001553350-20-000292

CIK 0001396536other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 5:56 PM ET

Size

10.6 KB

Accession

0001553350-20-000292

Insider Transaction Report

Form 4
Period: 2020-04-01
Arcaini Gianni B
DirectorChairman and CEO
Transactions
  • Award

    Options to purchase Common Stock

    2020-04-01+50,358100,077 total
    Exercise: $6.00From: 2020-04-01Exp: 2025-04-01Common Stock (50,358 underlying)
  • Award

    Options to purchase Common Stock

    2020-04-01+50,358150,435 total
    Exercise: $4.74Exp: 2025-04-01Common Stock (50,358 underlying)
  • Disposition to Issuer

    Options to purchase Common Stock

    2020-04-0150,35849,719 total
    Exercise: $14.00Common Stock (50,358 underlying)
Footnotes (3)
  • [F1]50,358 previously issued Options to purchase shares of Common Stock were cancelled by the issuer, and 50,358 Options to purchase shares of Common Stock at a lower exercise price were issued as a replacement.
  • [F2]Excluding 8,492 warrants to purchase shares of common stock held in the name of Robex International, Inc., a Florida corporation in which Mr. Arcaini owns 95% and has sole dispositive voting power over such warrants.
  • [F3]25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2021. The remaining 25,179 Options to purchase Shares of Common Stock shall vest and become exercisable on 01/01/2022.

Issuer

DUOS TECHNOLOGIES GROUP, INC.

CIK 0001396536

Entity typeother

Related Parties

1
  • filerCIK 0001651718

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:56 PM ET
Size
10.6 KB