Home/Filings/4/0001553328-13-000003
4//SEC Filing

PEERLESS SYSTEMS CORP 4

Accession 0001553328-13-000003

CIK 0000897893operating

Filed

Jun 27, 8:00 PM ET

Accepted

Jun 28, 11:53 AM ET

Size

7.8 KB

Accession

0001553328-13-000003

Insider Transaction Report

Form 4
Period: 2013-06-27
Transactions
  • Award

    Common Stock

    2013-06-27+2,6962,696 total
  • Award

    Options to acquire common stock

    2013-06-27+2,00012,000 total
    Exercise: $3.71Exp: 2023-06-27Common Stock (2,000 underlying)
Footnotes (3)
  • [F1]Such shares of restricted common stock were issued to Mr. Dickman for his re-election to the Board at the Company's 2013 annual meeting of stockholders. One half of these shares will vest on the earlier of (i) June 27, 2014 or (ii) the date of the Company's 2014 annual meeting of stockholders, and the other half will vest on the earlier of (i) June 27, 2015 or (ii) the date of the 2015 annual meeting of stockholders. All shares were received in consideration for Mr. Dickman's service as a director of the Company.
  • [F2]Twenty-five percent (25%) of the shares subject to such option shall vest and become exercisable on June 27, 2014 (the completion of one year of service measured from the grant date). The balance of the shares subject to such option shall vest and become exercisable in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service after June 27, 2014 until all of the options are vested.
  • [F3]All options were received in consideration for Mr. Dickman 's service as a director of the Company.

Issuer

PEERLESS SYSTEMS CORP

CIK 0000897893

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000897893

Filing Metadata

Form type
4
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 11:53 AM ET
Size
7.8 KB