Home/Filings/4/0001546184-16-000029
4//SEC Filing

CIFC LLC 4

Accession 0001546184-16-000029

CIK 0001649709operating

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 4:48 PM ET

Size

7.7 KB

Accession

0001546184-16-000029

Insider Transaction Report

Form 4
Period: 2016-03-11
Wriedt Oliver
Co-President
Transactions
  • Exercise/Conversion

    Common Shares

    2016-03-11$4.83/sh+50,000$241,500407,861 total
  • Exercise/Conversion

    Share Option

    2016-03-1150,000555,000 total
    Exercise: $4.83From: 2013-03-01Exp: 2022-03-01Common Shares (50,000 underlying)
Holdings
  • Common Shares

    (indirect: Held in Deutsche Bank Group International Pension Plan)
    82,676
Footnotes (1)
  • [F1]The Share Options are fully exercisable and became exercisable over a period of four years from the date of grant, with 1/4 vesting on the first anniversary and 1/16 vesting on each of the next twelve quarterly anniversaries, with the first quarterly installment vesting on the date that is one year and 3 months from the date of grant and is subject to adjustment, acceleration and forfeit as more fully described in the Stock Option Award Certificate dated March 21, 2012 between the Issuer and the Reporting Person.

Issuer

CIFC LLC

CIK 0001649709

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001649709

Filing Metadata

Form type
4
Filed
Mar 14, 8:00 PM ET
Accepted
Mar 15, 4:48 PM ET
Size
7.7 KB