4//SEC Filing
CIFC Corp. 4
Accession 0001546184-16-000026
CIK 0001313918operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:15 PM ET
Size
395.0 KB
Accession
0001546184-16-000026
Insider Transaction Report
Form 4
CIFC Corp.CIFC
Wriedt Oliver
Head of Cap Mgmt and Distrbn
Transactions
- Exercise/Conversion
Common Stock
2015-12-31+15,000→ 307,861 total - Award
Restricted Stock Units
2015-12-31+56,250→ 56,250 totalFrom: 2016-03-31Exp: 2016-03-31→ Common Stock (56,250 underlying) - Exercise/Conversion
Restricted Stock Units
2015-12-31−15,000→ 264,000 total→ Common Stock (15,000 underlying)
Holdings
- 82,676(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Held in Deutsche Bank Group International Pension Plan
- [F2]Each Restricted Stock Unit represents a contingent right to receive on share of Common Stock of the Issuer
- [F3]The Restricted Stock Units vest in five equal tranches and installments as follows: (i) 60,000 vest at a rate of 20% on December 31, 2014 and in 16 equal quarterly installments thereafter, (ii) 60,000 vest at a rate of 20% on December 31, 2015 and in 16 equal quarterly installments thereafter, (iii) 60,000 vest at a rate of 20% on December 31, 2016 and in 16 equal quarterly installments thereafter, (iv) 60,000 vest at a rate of 20% on December 31, 2017 and in 16 equal quarterly installments thereafter, and (v) 60,000 vest at a rate of 20% on December 31, 2018 and in 16 equal quarterly installments thereafter. The Restricted Stock Units are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Stock Unit Award Agreement, dated June 13, 2014, between the Issuer and the Reporting Person.
- [F4]Grant resulting from meeting certain performance criteria contained in an award agreement made on June 13, 2014, as amended on December 31, 2015.
Issuer
CIFC Corp.
CIK 0001313918
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001313918
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:15 PM ET
- Size
- 395.0 KB