Tuttle Laurie B. 4

4 · Allison Transmission Holdings Inc · Filed Nov 20, 2012

Form 4

Period: 2012-11-16

VP, Hybrid Programs

Transactions

Exercise/Conversion
Common Stock
2012-11-16$16.88/sh+3,000$50,640→ 22,073 total
Exercise/Conversion
Employee Stock Option (right to buy)
2012-11-16−12,500→ 229,065 total
Exercise: $12.66Exp: 2017-09-30→ Common Stock (12,500 underlying)
Exercise/Conversion
Common Stock
2012-11-16$12.66/sh+12,500$158,250→ 19,073 total
Sale
Common Stock
2012-11-16$20.80/sh−14,598$303,694→ 7,475 total
Exercise/Conversion
Employee Stock Option (right to buy)
2012-11-16−3,000→ 310,313 total
Exercise: $16.88Exp: 2017-09-30→ Common Stock (3,000 underlying)

Footnotes (3)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
[F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $20.4200 to $21.0800. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The option vested in five equal annual installments beginning on August 7, 2008.

Documents

1 file