NIOCORP DEVELOPMENTS LTD·4

Nov 13, 4:30 PM ET

Kehler Dean C 4

4 · NIOCORP DEVELOPMENTS LTD · Filed Nov 13, 2024

Insider Transaction Report

Form 4
Period: 2024-11-13
Transactions
  • Purchase

    Common Shares

    2024-11-13+56,577134,580 total
  • Purchase

    Common Shares Purchase Warrant (right to buy)

    2024-11-13+56,57756,577 total
    Exercise: $1.75From: 2024-11-13Exp: 2026-11-13Common Shares (56,577 underlying)
  • Purchase

    Common Shares Purchase Warrant (right to buy)

    2024-11-13+28,28828,288 total
    Exercise: $2.07From: 2025-05-14Exp: 2029-11-13Common Shares (28,288 underlying)
Footnotes (3)
  • [F1]Exercisable immediately on the issue date.
  • [F2]On November 13, 2023, the reporting person purchased 56,577 units (each, a "Unit") from NioCorp Developments Ltd. (the "Issuer") in a private placement. Each Unit consists of one common share, without par value (a "Common Share"), of the Issuer, one warrant to purchase one Common Share (a "Series A Warrant") and one-half of one warrant to purchase one Common Share (together with the Series A Warrants, the "Warrants"). The price per Unit was $1.7675, which amount includes $0.125 per Warrant underlying each Unit.
  • [F3]Exercisable beginning six months and one day from the issue date on May 14, 2025.

Documents

1 file
  • 4
    ownership.xmlPrimary