Needham David Anthony 4

4 · Oportun Financial Corp · Filed Mar 14, 2022

Form 4

Period: 2022-03-10

Chief Technology Officer

Transactions

Exercise/Conversion
Common Stock
2022-03-10+4,934→ 55,146 total
Tax Payment
Common Stock
2022-03-10$13.26/sh−1,707$22,635→ 53,439 total
Tax Payment
Common Stock
2022-03-10$13.26/sh−763$10,117→ 52,676 total
Exercise/Conversion
Common Stock
2022-03-11$1.32/sh+40,418$53,352→ 93,094 total
Tax Payment
Common Stock
2022-03-11$13.05/sh−4,088$53,348→ 89,006 total
Exercise/Conversion
Common Stock
2022-03-11$4.40/sh+22,727$99,999→ 111,733 total
Tax Payment
Common Stock
2022-03-11$13.05/sh−7,662$99,989→ 104,071 total
Award
Stock Option (Right to Buy)
2022-03-11$1.32/sh−40,418$53,352→ 0 total
Exercise: $1.32Exp: 2022-09-26→ Common Stock (40,418 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2022-03-11$4.40/sh−22,727$99,999→ 0 total
Exercise: $4.40Exp: 2023-07-24→ Common Stock (22,727 underlying)
Exercise/Conversion
Restricted Stock Units
2022-03-10−4,934→ 9,869 total
→ Common Stock (4,934 underlying)

Footnotes (5)

[F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
[F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
[F3]Represents tender of previously owned shares to cover the exercise price of the stock options.
[F4]1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date
[F5]The option is fully vested.

Documents

1 file