Needham David Anthony 4
4 · Oportun Financial Corp · Filed Aug 3, 2021
Insider Transaction Report
Form 4
Needham David Anthony
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2021-08-02+1,944→ 46,745 total - Tax Payment
Common Stock
2021-08-02$21.08/sh−673$14,187→ 46,072 total - Exercise/Conversion
Restricted Stock Units
2021-08-02−1,944→ 0 total→ Common Stock (1,944 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents the right to receive at settlement, one share of common stock.
- [F2]No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
- [F3]The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date.