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Forest City Realty Trust, Inc. 4/A

Accession 0001537301-16-000007

CIK 0001647509operating
View on SEC.govCompany Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 11:24 AM ET

Size

25.8 KB

Accession

0001537301-16-000007

Insider Transaction Report

Form 4/AAmended
Period: 2016-02-17
Forest City Realty Trust, Inc.FCEA/FCEB
Passen Andrew J
Exec VP - Human Resources
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2016-02-17+9,872→ 53,065 total
  • Tax Payment

    Class A Common Stock

    2016-02-17$17.91/sh−3,243$58,082→ 49,822 total
  • Exercise/Conversion

    2012 Performance Shares

    2016-02-17−9,872→ 0 total
    Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (7,919 underlying)
Holdings

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (17,500 underlying)
    17,500

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (7,387 underlying)
    7,387

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (4,430 underlying)
    4,430

  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (6,282 underlying)
    6,282

  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (6,232 underlying)
    6,232

  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,741 underlying)
    4,741

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (17,500 underlying)
    17,500

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (8,860 underlying)
    8,860

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (9,105 underlying)
    9,105
Footnotes (11)
  • [F1]Shares are held in street account with Securities America. The 2012 Performance Share Award vested 2/17/2016, there were a total of 9,872 shares received, of those 3,243 shares were returned to the Company for taxes. Amending filing to correct transaction date to 2/17/2016.
  • [F10]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F11]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F2]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F3]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F4]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  • [F5]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F6]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F7]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F8]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. Shares vested and were approved by the Company's Compensation Committee on 2/17/2016, at 124.67% of the target shares resulting from the actual performance during the performance period.
  • [F9]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001647509

Filing Metadata

Form type
4/A
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 11:24 AM ET
Size
25.8 KB
View on SEC.gov