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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001537301-15-000003

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 6:44 PM ET

Size

28.1 KB

Accession

0001537301-15-000003

Insider Transaction Report

Form 4
Period: 2015-04-11
FOREST CITY ENTERPRISES INCFCEA/FCEB
Passen Andrew J
Exec VP - Human Resources
Transactions
  • Tax Payment

    Class A Common Stock

    2015-04-11$25.47/sh−651$16,581→ 3,960 total
  • Tax Payment

    Class A Common Stock

    2015-04-13$25.16/sh−946$23,801→ 0 total
Holdings

  • Class A Common Stock

    4,741

  • 2007 Stock Option Grant (right to buy)

    Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (17,500 underlying)
    17,500

  • 2009 Stock Option Grant (right to buy)

    Exercise: $7.80From: 2011-04-21Exp: 2019-04-21→ Class A Common (4,430 underlying)
    4,430

  • 2015 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (4,741 underlying)
    4,741

  • Class A Common Stock

    4,974

  • 2013 Performance Shares

    Exercise: $0.00From: 2016-12-31Exp: 1988-08-08→ Class A Common (6,282 underlying)
    6,282

  • Class A Common Stock

    35,298

  • Class A Common Stock

    6,232

  • 2006 Stock Option Grant (right to buy)

    Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (17,500 underlying)
    17,500

  • 2008 Stock Option Grant (right to buy)

    Exercise: $36.38From: 2010-06-18Exp: 2018-06-18→ Class A Common (8,860 underlying)
    8,860

  • 2010 Stock Option Grant (right to buy)

    Exercise: $15.89From: 2012-04-14Exp: 2020-04-14→ Class A Common (7,387 underlying)
    7,387

  • 2011 Stock Option Grant (right to buy)

    Exercise: $17.72From: 2013-04-13Exp: 2021-04-13→ Class A Common (9,105 underlying)
    9,105

  • 2012 Performance Shares

    Exercise: $0.00From: 2015-12-31Exp: 1988-08-08→ Class A Common (7,919 underlying)
    7,919

  • 2014 Performance Shares

    Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (6,232 underlying)
    6,232
Footnotes (16)
  • [F1]2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  • [F10]2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  • [F11]2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  • [F12]2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  • [F13]Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  • [F14]Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  • [F15]Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  • [F16]Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  • [F2]2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
  • [F3]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
  • [F4]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  • [F5]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  • [F6]Shares are held in street account with Securities America. Of the 1,980 shares that vested on 4/11/2015; 651 shares were returned to the Company to cover taxes and the remaining 1,329 shares were transferred to this account. Of the 2,878 shares that vested on 4/13/2015; 946 shares were returned to the Company to cover taxes and the remaining 1,932 shares were transferred to this account.
  • [F7]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
  • [F8]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  • [F9]2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 6:44 PM ET
Size
28.1 KB
View on SEC.gov