GlyEco, Inc. 5
5 · GlyEco, Inc. · Filed Jan 8, 2014
Insider Transaction Report
Form 5
GlyEco, Inc.GLYE
AMATO RALPH
10% Owner
Transactions
- Purchase
Common Stock
2012-12-12$0.50/sh+400,000$200,000→ 8,000,000 total(indirect: By LLC) - Purchase
Warrant (right to purchase)
2012-10-09+250,000→ 250,000 total(indirect: By LLC)Exercise: $1.00From: 2012-10-09Exp: 2015-12-01→ Common Stock (250,000 underlying) - Purchase
Warrant (right to purchase)
2012-12-12+400,000→ 400,000 total(indirect: By LLC)Exercise: $1.00From: 2012-12-12Exp: 2015-12-10→ Common Stock (400,000 underlying) - Purchase
Common Stock
2012-08-28$0.50/sh+200,000$100,000→ 7,350,000 total(indirect: By LLC) - Sale
Common Stock
2013-12-30$1.20/sh−6,900$8,307→ 7,993,100 total(indirect: By LLC) - Sale
Common Stock
2013-12-31$1.20/sh−2,969$3,563→ 7,990,131 total(indirect: By LLC) - Purchase
Warrant (right to purchase)
2012-08-28+200,000→ 200,000 total(indirect: By LLC)Exercise: $1.00From: 2012-08-28Exp: 2015-09-01→ Common Stock (200,000 underlying) - Purchase
Common Stock
2012-01-04$0.01/sh+150,000$750→ 7,150,000 total(indirect: By LLC) - Purchase
Common Stock
2012-10-09$0.50/sh+250,000$125,000→ 7,600,000 total(indirect: By LLC)
Footnotes (4)
- [F1]Privately negotiated transaction with unaffiliated stockholder.
- [F2]Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
- [F3]Purchased from the Issuer pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended.
- [F4]Included in Units purchased for $0.50 per Unit, each Unit consisting of one share of Common Stock and one Warrant to purchase one share of Common Stock for $1.00 per share until the expiration date.