RADEMACHER MICHAEL L 4
4 · POLYONE CORP · Filed Dec 22, 2011
Insider Transaction Report
Form 4
POLYONE CORPPOL
RADEMACHER MICHAEL L
SrVP & General Manager-Distrib
Transactions
- Exercise/Conversion
Stock Appreciation Right
2011-12-21−17,700→ 0 totalExercise: $8.94Exp: 2012-01-04→ Common Stock (17,700 underlying) - Exercise/Conversion
Common Stock
2011-12-21$8.94/sh+17,700$158,238→ 70,953 total - Disposition to Issuer
Common Stock
2011-12-21$11.41/sh−15,069$172,013→ 55,884 total
Holdings
- 20,163(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The information in this report is based on a PolyOne Retirement Savings Plan statement as of December 20, 2011. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occured, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
- [F2]SARs are exercisable upon vesting. Vesting occurs when the market price of the PolyOne common stock reaches pre-determined levels for three consecutive days as follows: 1/3 vest at a market price of $9.84 per share; an additional 1/3 vests at a market price of $10.73 per share; and the remaining 1/3 vests at a market price of $11.63 per share.