NEUMANN SUSAN E 4
4 · Smart Sand, Inc. · Filed Mar 18, 2020
Insider Transaction Report
Form 4
NEUMANN SUSAN E
SEE REMARKS
Transactions
- Tax Payment
Common Stock
2020-03-16$0.94/sh−566$532→ 59,179 total - Award
Common Stock
2020-03-16+1,726→ 59,745 total - Award
Common Stock
2018-01-02$7.36/sh+238$1,752→ 60,139 total
Footnotes (3)
- [F1]Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on March 30, 2017. On March 16, 2020, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2017 and continuing through December 31, 2019. Following the conclusion of the three year performance period, the Compensation Committee confirmed the performance of the Company relative to these goals at 97.2%.
- [F2]Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based performance shares originally granted to the Reporting Person on March 30, 2017.
- [F3]These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).