4//SEC Filing
Clearlake Capital Partners, LLC 4
Accession 0001529628-19-000118
CIK 0001529628other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 2:58 PM ET
Size
12.7 KB
Accession
0001529628-19-000118
Insider Transaction Report
Form 4
Clearlake Capital Partners, LLC
10% Owner
Transactions
- Award
Common Stock, par value $0.001 per share
2019-12-18+71,430→ 10,920,445 total(indirect: See footnotes)
Footnotes (4)
- [F1]The shares are held of record by Colin Leonard and Jose E. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P. ("CCPII").
- [F2]Represents shares of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of December 18, 2019, the date of grant.
- [F3]The shares are owned of record as follows: (i) 10,849,015 shares by CCPII, (ii) 35,715 shares by Mr. Feliciano for the benefit of CCPII, and (iii) 35,715 shares by Mr. Leonard for the benefit of CCPII. CCPII's general partner is Clearlake Capital Partners II GP, L.P. ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM") and CCP MM's managing member is CCG Operations, LLC ("CCG Ops"). Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCP MM, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
- [F4]CCPII expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
Documents
Issuer
Smart Sand, Inc.
CIK 0001529628
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001409591
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 2:58 PM ET
- Size
- 12.7 KB