$NTIC·4

NORTHERN TECHNOLOGIES INTERNATIONAL CORP · Sep 6, 5:32 PM ET

NORTHERN TECHNOLOGIES INTERNATIONAL CORP 4

4 · NORTHERN TECHNOLOGIES INTERNATIONAL CORP · Filed Sep 6, 2016

Insider Transaction Report

Form 4
Period: 2016-09-01
LYNCH G PATRICK
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Stock Option (right to buy)

    2016-09-01+8,0368,036 total
    Exercise: $13.40Exp: 2026-08-31Common Stock (8,036 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote 1)
    601,668
  • Common Stock

    37,052
Footnotes (2)
  • [F1]These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
  • [F2]This option vests with respect to 2,679 shares on each of September 1, 2017 and September 1, 2018 and with respect to 2,678 shares on September 1, 2019.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT